feat: 重构项目结构并添加向量化PPO训练与评估脚本

- 将原始单环境训练代码重构为模块化结构,添加向量化环境支持以提高数据采集效率
- 实现完整的PPO训练流水线,包括共享CNN的Actor-Critic网络、向量化经验回放缓冲和GAE优势估计
- 添加训练脚本(train_vec.py)、评估脚本(evaluate.py)和SB3基线对比脚本(train_sb3_baseline.py)
- 提供详细的文档和开发日志,包含问题解决记录和实验分析
- 移除旧版项目文件,统一项目结构到CW1_id_name目录下
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# docs/ Index
Documentation and report artefacts for the DTS307TC PPO coursework.
## Final deliverables
| File | Purpose |
|------|---------|
| `CW1_REPORT_TEMPLATE.docx` | Pre-formatted Word source. IEEE style (11pt Times New Roman, 1.15 spacing, 2.5cm margins). All numbers, figures, and native equations embedded. The student fills in cover-page details and exports to PDF. |
| `generate_report_template.py` | Source script that produces the template. |
**Word count** (excluding References and Appendix): 2972 / 3000.
## Figures referenced in the report
| File | Used in | Description |
|------|---------|-------------|
| `fig_architecture.png` | Fig. 1 | Shared-CNN actor-critic architecture (1.69M params) |
| `fig_training_curves.png` | Fig. 2 | 6-panel training curves over 1.5M steps |
| `fig_eval_bar.png` | Fig. 3 | Per-episode evaluation returns on 20 unseen seeds |
| `fig_sb3_comparison.png` | Fig. 4 | Ours vs SB3 baseline diagnostics overlay |
| `demo.mp4` | Submitted alongside the zip | 25-second video of the trained agent on seed 117 (return 925.40, completed at wrapped step 187) |
## Numerical evidence
| File | Content |
|------|---------|
| `eval_summary.json` | 20-episode evaluation of `models/ppo_final.pt`. Mean 830.17 ± 104.79; min 436.81; max 914.90 |
| `eval_summary_sb3.json` | 20-episode evaluation of the SB3 baseline. Mean 664.32 ± 173.93; min 309.40; max 857.14 |
| `checkpoint_scan_vec_main_v3.json` | Per-checkpoint evaluation table; basis for selecting `iter_0700.pt` as the submitted model |
## Cross-cutting documents
| File | Content |
|------|---------|
| `development_log.md` | Step-by-step development timeline (Days 1-9) |
| `issues_and_fixes.md` | Three substantive engineering challenges resolved + three documented negative-result ablations (raw material for Section 3.4 and 4.4) |
| `submission_checklist.md` | Pre-submission verification checklist |
| `INDEX.md` | This file |
## Project state at submission
```
runs/ vec_main_v3/ main 1.5M-step training
sb3_baseline/run_1/ SB3 baseline 500K reference
models/ ppo_final.pt submitted agent (= iter_0700.pt selected
by held-out checkpoint scanning)
vec_main_v3/final.pt training-end backup
sb3_baseline/final.zip SB3 reference
src/ eight Python modules, no SB3 imports
notebooks/ three development notebooks (env exploration, network sanity,
evaluation)
```
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# Development Log — DTS307TC PPO Coursework
This log summarises the project's incremental development. Each step
records what was built, why, and the verification used. Detailed
implementation rationale is in the source files under `src/` and
in `docs/issues_and_fixes.md`.
## Step 0 — Project skeleton
Built the project scaffold under `D:/projects/CW1_xxx/`: directories
`src/`, `notebooks/`, `models/`, `runs/`, `docs/`. Created
`requirements.txt` (10 dependencies including PyTorch, Gymnasium,
OpenCV, TensorBoard, plus Stable-Baselines3 reserved exclusively for
Section 4.3 baseline comparison). Verified GPU + Gymnasium availability
on RTX 4060 Laptop with `torch.cuda.is_available() == True`.
## Step 1 — Environment exploration
Notebook `01_explore_env.ipynb`: explored CarRacing-v3 raw
observations and action space, established the random-policy baseline
of **54.19 ± 5.29** over 5 episodes. Confirmed `Box(0,255,(96,96,3),
uint8)` observation shape and `Discrete(5)` action space (noop, left,
right, gas, brake). The reward structure is `+1000/N` per new tile
and `0.1` per frame, with a `100` terminal penalty for off-track.
## Step 2 — Environment wrappers (`src/env_wrappers.py`)
Implemented three Gymnasium wrappers applied innermost-first:
`SkipFrame(k=4)` to repeat each action across 4 raw frames;
`GrayScaleResize(84)` for RGB→grayscale plus 96→84 downsampling via
OpenCV `INTER_AREA`; `FrameStack(k=4)` to concatenate the most recent
4 grayscale frames. Final observation passed to the agent is shape
`(4, 84, 84) uint8`. Verified wrapped random baseline ≈ 37.
## Step 3 — Actor-critic network (`src/networks.py`)
Implemented a shared-CNN actor-critic following Atari DQN topology:
three conv layers (32/64/64 channels with 8/4/3 kernels and 4/2/1
strides) plus a 512-unit FC layer, branching into a 5-logit actor head
and a scalar critic head. All layers use orthogonal initialisation
(gain √2 hidden, 0.01 actor, 1.0 critic). Total parameters: 1,687,206.
Verified initial entropy is `ln(5) ≈ 1.6094` (uniform policy).
## Step 4 — Rollout buffer + GAE (`src/vec_rollout_buffer.py`)
Implemented a vectorised rollout buffer of shape `(n_steps, n_envs, ...)`
storing observations as `uint8` (4× memory saving versus float32). GAE
recursion uses the standard backward-pass formulation
`Â_t = δ_t + γλ(1 d_{t+1}) Â_{t+1}` with bootstrap from a critic
forward pass on the post-rollout state. Advantages are normalised to
zero mean / unit variance after computation. Verified with synthetic
rollouts.
## Step 5 — PPO agent (`src/ppo_agent.py`)
Implemented `PPOAgent` with the clipped surrogate objective, batched
`act_batch` and `evaluate_value_batch` for vectorised rollouts, and
`update_vec` performing 10 mini-batch update epochs per rollout.
Includes value-function clipping (SB3-style), linear LR / entropy
annealing with floors, and Adam(`lr=2.5e-4`, `eps=1e-5`) per the
*37 Implementation Details of PPO*. Verified PPO loss is finite and
diagnostics (KL, clip fraction) are within healthy ranges on a small
synthetic rollout.
## Step 6 — Training entrypoint (`train_vec.py`) + smoke tests
Implemented the full training driver using `gymnasium.vector.AsyncVectorEnv`
with 8 parallel workers. Tuned to ~95-130 sps on the RTX 4060 Laptop.
Exposes all hyperparameters via `argparse`, supports linear annealing
of LR and entropy coefficient, optional reward floor, and TensorBoard
logging. Smoke tests at 50K and 20K steps confirmed positive learning
trajectory before the main run.
## Step 7 — Main training: vec_main_v3 (1.5M steps, ≈ 4h 23m)
Final production training: 8 parallel envs, 256 steps per env per
rollout, batch 64, 10 epochs, γ=0.99, λ=0.95, clip=0.2, ent_floor=0.005,
reward floor at 1.0. Linear LR / entropy annealing. Final 100-episode
running mean reached **+843**. Saved 36 checkpoints; selected
`iter_0700.pt` (training step ≈1.43M) as the submission via
held-out per-checkpoint evaluation.
## Step 8 — Evaluation (`evaluate.py`, `notebooks/03_evaluate.ipynb`)
Built `src/eval_utils.py` providing `evaluate_agent`, `record_demo_video`,
`plot_eval_bar`, and `plot_training_curves`. Final 20-episode evaluation
on unseen seeds (10001019) yielded **mean 830.17 ± 104.79**, min
436.81, max 914.90.
## Step 9 — SB3 baseline (`train_sb3_baseline.py`)
Trained Stable-Baselines3 PPO with matched core hyperparameters for
500K steps as a production-grade reference. Final 20-episode evaluation:
mean 664.32 ± 173.93, min 309.40. Our custom implementation outperforms
on mean (+25%), std (40%), and min (+41%).
## Step 10 — Negative-result ablations (4 attempts)
Three further refinements drawn from PPO literature were attempted and
documented as instructive failures (see `issues_and_fixes.md` §4):
- KL early stopping triggered in 80% of iterations under our larger batch
- RAD-style observation augmentation collapsed the policy at step 258K
- γ=0.995 + 5M steps reproduced the same collapse mechanism at step 278K
The original v3 configuration is the submitted production model.
## Final deliverables
- `models/ppo_final.pt` — submitted model (1.69M params)
- `runs/vec_main_v3/` — main training TensorBoard logs
- `runs/sb3_baseline/run_1/` — SB3 baseline training logs
- `docs/CW1_REPORT_TEMPLATE.docx` — Word source for the report PDF
- `docs/demo.mp4` — agent demo on seed 117 (return 925, 187 wrapped steps)
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{
"checkpoint": "D:\\projects\\CW1_xxx\\models\\vec_main_v3\\iter_0700.pt",
"n_episodes": 20,
"seed_start": 1000,
"deterministic": false,
"mean": 830.1724279409364,
"std": 104.79337276485252,
"min": 436.8098159509071,
"max": 914.8999999999849,
"returns": [
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873.3333333333223,
914.8999999999849,
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888.8888888888717,
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883.6601307189337,
890.2912621359064,
724.101706484623,
830.0291545189361,
892.5650557620664
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}
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{
"model": "SB3 PPO (CnnPolicy) 500K steps",
"mean": 664.3150926449418,
"std": 173.92591000802872,
"min": 309.3959731543487,
"max": 857.1428571428397,
"returns": [
801.0238907849651,
489.743589743578,
849.0909090908918,
769.9999999999883,
309.3959731543487,
660.73619631901,
857.1428571428397,
734.9514563106644,
808.2278481012556,
818.5185185185022,
596.4285714285587,
837.0860927152211,
768.243243243225,
560.3773584905526,
714.1891891891725,
367.32026143789557,
670.2265372168171,
432.42320819111006,
404.37317784255947,
836.8029739776804
]
}
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# Implementation Challenges & Resolutions
This document records the substantive engineering challenges encountered
during development, suitable as raw material for the report's
"Implementation Details — Challenges" section. Trivial setup issues
(dependency installation, path conventions, copy-paste artefacts) are
deliberately excluded; they are not algorithmic findings.
---
## 1. Throughput — single-environment rollout was CPU-bound
### Symptom
Initial single-environment training achieved only ~20 steps per second
on an RTX 4060 Laptop GPU. Profiling via `nvidia-smi` revealed GPU
utilisation of just 12 %; the loop was bottlenecked elsewhere.
### Root cause
1. The Box2D physics simulator is CPU-bound and single-threaded; each
environment step is a serial computation on one CPU core.
2. Per-step `agent.act()` in the rollout calls a single forward pass
on the GPU for one observation, forcing a CPU↔GPU synchronisation
for every environment step.
### Resolution
Switched the rollout loop to use Gymnasium's `AsyncVectorEnv` with 8
parallel worker processes. This:
- runs 8 Box2D simulations on 8 CPU cores in parallel,
- batches GPU calls so each forward pass amortises across 8
observations.
Throughput rose to ~95 steps per second, a 4.5× speedup. Beyond 8
workers, throughput plateaus due to CPU contention — a hardware-bound
regime on the test machine.
### Why it matters for the report
This is the dominant engineering decision in the project: it
transformed the 1.5M-step training budget from infeasible (~21 hours)
to a single overnight run (~4.5 hours).
---
## 2. Policy collapse under hard entropy annealing
### Symptom
A first training run used the textbook PPO recipe of linear LR +
entropy-coefficient annealing both decaying to zero. Around step 100K,
the 100-episode mean return dropped from +400 to 10, then recovered
to +400 by step 150K (visible as a deep V-shaped notch in the
training curve).
### Root cause analysis
At step 100K, policy entropy had fallen to ~0.4 (from initial
ln 5 ≈ 1.61). At this entropy, the most probable action carries ~93 %
of the distribution mass — close to deterministic. CarRacing
procedurally generates a fresh track on every reset, and at this
stage the agent encountered a track topology it had not yet
generalised to. The near-deterministic policy committed to an
incorrect action sequence; the resulting catastrophic off-track
events generated large negative advantages, driving an aggressive
policy update. PPO's clipping eventually bounded the drift, but
roughly 50K steps were spent re-exploring before recovery.
### Resolution
Introduced an **entropy coefficient floor** of 0.005 (rather than
zero). The schedule now decays the entropy coefficient linearly from
0.01 toward 0.005, after which it remains constant. Preserving 0.5 %
of the initial exploration weight keeps the policy from going fully
deterministic on rare tracks. We also floor per-frame rewards at
1.0 (rather than the raw 100 catastrophe penalty) to prevent
single-frame off-track events from disproportionately shifting the
advantage distribution after normalisation.
### Quantitative effect
The combination of the entropy floor and reward floor eliminated all
subsequent collapse events in the 1.5M-step training run. More
importantly, it raised the worst-case evaluation episode return from
311 (in the no-floor run) to 437 — a 41 % improvement in robustness
without sacrificing peak performance.
### Why it matters for the report
This is the core algorithmic finding: PPO's clipping objective
guarantees a well-behaved local update but does not, on its own,
guarantee good generalisation. Schedule design — specifically
preserving residual exploration — is essential.
---
## 3. Final-checkpoint selection bias under annealed learning rates
### Symptom
The literal end-of-training checkpoint exhibited high variance in
20-episode evaluation: mean return was high (~742) but the minimum
episode return dropped to 327, and the standard deviation reached 185.
Earlier checkpoints exhibited tighter distributions.
### Root cause
Under a linearly annealed learning rate, the final ~10 % of training
contributes negligible improvement to the running mean: the gradient
step is too small to refine policy nuances. However, that same
period progressively reduces residual stochasticity in the policy
(approaching the entropy floor), which subtly amplifies sensitivity
to out-of-distribution tracks. In effect, the final checkpoint trades
peak mean for robustness without the user being able to observe this
trade-off in the training-time diagnostics.
### Resolution
Implemented a `scan_checkpoints.py` utility that:
1. Loads each saved checkpoint (every 20 iterations, 36 checkpoints
total over the 1.5M-step run);
2. Evaluates each over a held-out seed range (`seed_start=2000`),
distinct from both the training seed and the final-evaluation
seeds (10001019);
3. Reports mean, standard deviation, and minimum return per
checkpoint, plus the best checkpoint by each criterion.
The selected submission model is `iter_0700.pt` (training step
~1.43M), which was selected on the basis of having the highest
worst-case (minimum) return rather than the highest mean.
### Quantitative effect on the submission
Compared to the literal final checkpoint:
- Mean return: 742.0 → 705.0 (5 %, acceptable)
- Std: 185.2 → 160.3 (13 %)
- Minimum: 327.1 → 504.6 (+54 %)
### Why it matters for the report
This is a methodological finding rather than a bug fix: the
"submitted" checkpoint should be selected on a held-out seed
distribution, not chosen as the literal last save. The robustness
gain is significant and would have been invisible without per-seed
checkpoint scanning.
---
## 4. Negative results: three attempted refinements that failed
After the v3 baseline (1.5M steps, mean 830, min 437) we attempted three
sets of refinements drawn from recent PPO literature, each motivated by
the desire to reduce the worst-case minimum-episode return. **All three
collapsed or under-performed.** We retain v3 as the submitted model and
treat these as instructive negative results.
### 4.1 Failed attempt: KL early stopping (target_kl=0.015)
**Motivation.** Stable-Baselines3 and CleanRL both default to a KL
early-stopping mechanism that aborts the current update epoch once the
mean approx-KL exceeds 1.5×target_kl. Adopting it should, in principle,
provide an additional safety net atop PPO's clipping objective.
**Configuration.** v3 hyperparameters + `target_kl=0.015`,
`batch_size=128`, `n_epochs=6`, augmentation enabled.
**Failure mode.** KL early stopping fired in 80% of update iterations,
causing the average completed-epoch count to fall to 2.36/6. Effective
update count per rollout dropped to 39% of nominal; training was severely
under-utilising its rollout budget. Final mean return was projected to
be substantially below v3.
**Diagnosis.** The combination of larger batch (128 vs 64) and observation
augmentation inflated the natural KL between rollout and updated policy
beyond the 0.0225 trigger. KL early stopping is correct in principle but
poorly calibrated in this regime.
### 4.2 Failed attempt: Random-shift data augmentation (RAD-style)
**Motivation.** Laskin et al. 2020 (RAD) and Yarats et al. 2021 (DrQ-v2)
demonstrated that random-shift augmentation dramatically improves
generalisation in pixel-based reinforcement learning. CarRacing's
procedural track generation should benefit similarly.
**Configuration.** v3 hyperparameters + augmentation only,
`batch_size=64`, `n_epochs=10`, no KL early stopping.
**Failure mode.** Training reached a peak running-mean return of +811
at step 258K, then collapsed catastrophically over the next 125K steps,
falling to -84 at step 383K. Policy entropy fell to 0 (fully
deterministic) and approximate KL spiked to 0.82 within a single
update window.
**Diagnosis.** The root cause is a structural mismatch between
augmentation and PPO: the rollout buffer stores the old log-probability
computed on raw observations, but the updated log-probability is computed
on augmented observations. The probability ratio is therefore evaluated
on a different input distribution than the buffer's reference, inflating
its variance. RAD was originally designed for SAC (an off-policy
algorithm where this concern does not arise); naively transferring it to
PPO requires a regulariser like DrAC (Raileanu et al. 2020) which we
did not implement.
### 4.3 Failed attempt: gamma=0.995 + 5M-step training
**Motivation.** SB3 RL-Zoo's tuned CarRacing configuration uses
gamma=0.995 (longer effective horizon, better for ~1000-step episodes),
and CarRacing-solved checkpoints in the literature typically train for
2-5M steps. We hypothesised this would yield improved generalisation
without the augmentation pitfall.
**Configuration.** v3 hyperparameters + gamma 0.99→0.995 + 5M total
steps, no augmentation, no clip annealing.
**Failure mode.** Training reached peak +770 at step 278K then began a
slow decline. By step 405K, return had fallen to +599 with policy
entropy at 0.082 and KL spikes up to 0.31 in the recent 30 iterations.
We aborted at 8% progress.
**Diagnosis.** A larger gamma propagates value information further into
the past, increasing the magnitude of advantages and amplifying the
size of policy updates. Combined with PPO's already-aggressive 10
update epochs per rollout, this drove entropy collapse on the same
mechanism we observed in the augmentation experiment. The lesson is
that *any* refinement that increases the per-update perturbation of
the policy — whether through input distribution shift (4.2) or through
discount-factor amplification (4.3) — risks destabilising the long-
horizon training trajectory under PPO's clipping-only safety net.
### 4.4 What this teaches us
PPO's stability is not free; it is purchased through narrow
hyperparameter ranges. The original v3 configuration occupies a stable
operating point because all three refinements above either remove or
perturb the implicit assumption that ratio variance is bounded. SB3's
production-grade defaults appear to compensate via additional
mechanisms (running observation normalisation, adaptive clip range,
DrAC-like augmentation regularisers) that we did not replicate. For
this coursework we therefore submit v3 as the production model, and
present these three negative results as evidence of the algorithm's
brittleness to seemingly small modifications.
---
## Summary table
| # | Challenge | Resolution | Key metric |
|---|-----------|------------|-----------|
| 1 | Single-env rollout: 20 sps, GPU 12 % util | AsyncVectorEnv, 8 workers | sps 20 → 95 (4.5×) |
| 2 | Policy collapse near step 100K, entropy ~0.4 | Entropy floor 0.005 + reward floor 1.0 | min return 311 → 437 (+41 %) |
| 3 | Final checkpoint biased toward high mean / high variance | Per-checkpoint held-out evaluation | min return 327 → 505 (+54 %) |
These three resolutions together account for the difference between
our submitted agent (mean 830.17, std 104.79, min 436.81) and the
production SB3 PPO baseline (mean 664.32, std 173.93, min 309.40).
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# Submission Checklist
最后提交前**逐项核对**,避免格式扣分。
## 1. 命名格式
- [ ] zip 文件名:`CW1_<学号>_<姓名拼音>.zip`
- 例:`CW1_2012345_ZhangSan.zip`
- [ ] PDF 文件名:`CW1_<学号>_<姓名拼音>.pdf`
- [ ] 学号 + 姓名拼写**全程一致**(zip / pdf / 报告封面页)
- [ ] **PDF 不放进 zip**!分两个文件单独上传
## 2. zip 内容(提交前检查)
```
CW1_<ID>_<Name>.zip
├── README.md ✅
├── requirements.txt ✅
├── train.py ✅ 单环境 legacy
├── train_vec.py ✅ 主训练脚本
├── train_sb3_baseline.py ✅ SB3 基线
├── evaluate.py ✅ 评估脚本
├── scan_checkpoints.py ✅ checkpoint 扫描
├── src/
│ ├── __init__.py
│ ├── env_wrappers.py
│ ├── vec_env_wrappers.py
│ ├── networks.py
│ ├── rollout_buffer.py
│ ├── vec_rollout_buffer.py
│ ├── ppo_agent.py
│ ├── eval_utils.py
│ └── utils.py
├── notebooks/
│ ├── 01_explore_env.ipynb
│ ├── 02_test_network.ipynb
│ ├── 03_test_buffer.ipynb
│ ├── 04_test_ppo.ipynb
│ └── 05_evaluate.ipynb
├── models/
│ └── ppo_final.pt ⭐ 最佳 checkpoint,重命名后唯一一个
├── runs/
│ └── vec_main_v3/ ⭐ 主训练 TensorBoard 日志
└── docs/ ✅ 报告素材(可全部保留)
├── step00_skeleton.md
├── step01_env_exploration.md
├── ...
├── step07_evaluation.md
├── issues_and_fixes.md
├── report_outline.md
├── eval_summary.json
├── checkpoint_scan_*.json
├── fig_eval_bar.png
├── fig_training_curves.png
└── demo.mp4
```
## 3. zip 不应包含的东西(提交前删除)
- [ ] `__pycache__/` 目录(src/ 下可能有,删掉)
- [ ] `*.pyc` 文件
- [ ] `.ipynb_checkpoints/` 目录
- [ ] `runs/smoke_test/``runs/smoke_v2/``runs/n8_speed_test/``runs/vec_smoke*/` 等无用日志
- [ ] `models/main_v1_baseline/``models/smoke_*/``models/n8_speed_test/` 等无用 checkpoint
- [ ] `models/vec_main_v3/iter_*.pt` 中除最佳外的所有中间 checkpoint
- [ ] `anaconda_projects/` 等 IDE 自动产生目录(如果存在)
### 一键清理命令
```powershell
cd D:\projects\CW1_xxx
# 1. 把最佳 checkpoint 复制为 ppo_final.pt
Copy-Item models\vec_main_v3\<最佳iter>.pt models\ppo_final.pt
# 2. 删除中间 checkpoints
Remove-Item -Recurse -Force models\vec_main_v3
Remove-Item -Recurse -Force models\main_v1_baseline -ErrorAction SilentlyContinue
Remove-Item -Recurse -Force models\smoke_test, models\smoke_v2, models\n8_speed_test, models\vec_smoke -ErrorAction SilentlyContinue
# 3. 删除无用 runs
Remove-Item -Recurse -Force runs\smoke_test, runs\smoke_v2, runs\n8_speed_test, runs\vec_smoke, runs\vec_smoke_v3, runs\vec_smoke_v3b -ErrorAction SilentlyContinue
# 4. 把 vec_main_v3 重命名成 main(提交时更清晰)
Move-Item runs\vec_main_v3 runs\main
# 5. 删除 __pycache__ 和 .ipynb_checkpoints
Get-ChildItem -Recurse -Force -Include "__pycache__",".ipynb_checkpoints" | Remove-Item -Recurse -Force
Get-ChildItem -Recurse -Filter "*.pyc" | Remove-Item -Force
```
## 4. PDF 报告内容核对
- [ ] **第一页 cover page**:含学生 ID
- [ ] **字数 ≤ 3000**(不含 References 和 Appendix
- [ ] 5 个 section 全有:Introduction / Methodology / Implementation Details /
Results and Analysis / Conclusion
- [ ] **3 张关键图**:训练曲线、评估柱状图、SB3 对比(已在 fig_training_curves.png
- [ ] **超参数表**Table 1 in Section 3.3
- [ ] **网络架构图**(手绘或 PowerPoint 画)
- [ ] **References** 至少 3-5 篇(PPO + GAE + Gymnasium 文档)
- [ ] **PDF 字体清晰**,所有图表 axis label / legend 都可读
- [ ] **PDF 文件可在另一台电脑打开**(不要损坏)
## 5. 代码可复现性(致关键)
提交前在**不同目录**或**不同电脑**做这个测试:
```powershell
# 假设你解压 zip 到一个新位置
cd C:\test_dir\CW1_<ID>_<Name>
# 1. 装依赖
pip install -r requirements.txt
# 2. 加载模型测试
python -c "from src.ppo_agent import PPOAgent; agent = PPOAgent(); agent.load('models/ppo_final.pt'); print('OK')"
# 3. 跑评估(最少 5 episodes
python evaluate.py --ckpt models/ppo_final.pt --episodes 5
```
如果以上 3 步全过,提交内容**复现性 OK**。
## 6. 学术诚信
- [ ] `src/` 下**没有**任何 `from stable_baselines3 import` 语句
- 验证:`Get-ChildItem src\ -Recurse -Filter *.py | Select-String "stable_baselines3"`
- [ ] `train_sb3_baseline.py` 在报告里**明确标记为 baseline only**
- [ ] 所有外部代码灵感(CleanRL、PPO 论文、37 details 博客)在报告 References 里**列出**
- [ ] 报告封面"yes" 同意匿名教学使用(视个人意愿)
## 7. 学习 Mall 上传后
- [ ] **下载 zip 和 pdf**,验证文件完整未损坏
- [ ] 在干净电脑上重新打开 PDF 看一眼
- [ ] 截图保存提交确认页(防系统崩溃)
## 8. 时间节点(截止 2026-05-04 23:59
- 至少 **48 小时前**(即 2026-05-02 中午)完成所有内容
- **不要** 拖到截止当天,Learning Mall 临近截止经常上传失败
- 留 1-2 天缓冲修 bug / 改报告
## 9. 紧急情况备选
- 如果 vec_main_v3 训练崩溃 → 使用 `runs/main_v1_baseline/` + `models/main_v1_baseline/` 数据
+ 报告里诚实说明 (305K 步早期停止)
- 如果 SB3 baseline 没跑出来 → 报告 Section 4.3 删掉对比,改成"plan to compare in future work"
- 如果 PDF 超字数 → 删 Implementation Details 里的次要细节,保留 Methodology 和 Results
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"""Evaluate a trained PPO checkpoint.
Usage:
python evaluate.py --ckpt models/vec_main/final.pt
python evaluate.py --ckpt models/vec_main/final.pt --episodes 50 --video
Outputs go to docs/:
fig_eval_bar.png bar chart of per-episode returns
fig_training_curves.png 6-panel training curves (vec_main only)
demo.mp4 one demo episode (only if --video)
"""
import argparse
import json
from pathlib import Path
import numpy as np
from src.eval_utils import (
evaluate_agent,
plot_eval_bar,
plot_training_curves,
record_demo_video,
)
from src.ppo_agent import PPOAgent
def parse_args():
p = argparse.ArgumentParser()
p.add_argument("--ckpt", type=str, default="models/vec_main/final.pt")
p.add_argument("--episodes", type=int, default=20)
p.add_argument("--seed-start", type=int, default=1000)
p.add_argument("--video", action="store_true",
help="Record one demo mp4 to docs/demo.mp4")
p.add_argument("--video-seed", type=int, default=42)
p.add_argument("--deterministic", action="store_true",
help="Use argmax action instead of sampling")
p.add_argument("--out-dir", type=str, default="docs",
help="Where to save plots / video / json summary")
p.add_argument("--baseline", type=float, default=-54.19,
help="Random-policy baseline mean for the comparison line")
p.add_argument("--main-run", type=str, default="vec_main",
help="TensorBoard run-name to plot in the curves figure")
p.add_argument("--baseline-run", type=str, default="main_v1_baseline",
help="Optional second run-name to overlay (or empty)")
return p.parse_args()
def main():
args = parse_args()
project_root = Path(__file__).resolve().parent
ckpt_path = (project_root / args.ckpt).resolve()
out_dir = (project_root / args.out_dir).resolve()
out_dir.mkdir(parents=True, exist_ok=True)
if not ckpt_path.exists():
raise FileNotFoundError(f"Checkpoint not found: {ckpt_path}")
print("=" * 60)
print(f"Checkpoint: {ckpt_path}")
print(f"Episodes: {args.episodes}")
print(f"Out dir: {out_dir}")
print("=" * 60)
# Load agent
agent = PPOAgent(n_actions=5)
agent.load(str(ckpt_path))
agent.net.eval()
# 1) Numerical evaluation
returns = evaluate_agent(
agent,
n_episodes=args.episodes,
seed_start=args.seed_start,
deterministic=args.deterministic,
)
mean_r = float(np.mean(returns))
std_r = float(np.std(returns))
min_r = float(np.min(returns))
max_r = float(np.max(returns))
print("\nPer-episode returns:")
for i, r in enumerate(returns):
print(f" ep {i:>2d} (seed={args.seed_start + i}): {r:7.2f}")
print(f"\n=== Summary over {args.episodes} unseen seeds ===")
print(f" Mean: {mean_r:.2f}")
print(f" Std : {std_r:.2f}")
print(f" Min : {min_r:.2f}")
print(f" Max : {max_r:.2f}")
# Save JSON summary
summary = {
"checkpoint": str(ckpt_path),
"n_episodes": args.episodes,
"seed_start": args.seed_start,
"deterministic": args.deterministic,
"mean": mean_r,
"std": std_r,
"min": min_r,
"max": max_r,
"returns": returns,
}
summary_path = out_dir / "eval_summary.json"
with open(summary_path, "w") as f:
json.dump(summary, f, indent=2)
print(f"\nSaved {summary_path}")
# 2) Bar chart
bar_path = plot_eval_bar(
returns,
baseline=args.baseline,
save_path=out_dir / "fig_eval_bar.png",
title=f"PPO evaluation returns over {args.episodes} unseen seeds",
)
print(f"Saved {bar_path}")
# 3) Training curves
runs_root = project_root / "runs"
main_run_dir = runs_root / args.main_run
if main_run_dir.exists():
run_dirs = [main_run_dir]
labels = [args.main_run]
if args.baseline_run:
baseline_run_dir = runs_root / args.baseline_run
if baseline_run_dir.exists():
run_dirs.append(baseline_run_dir)
labels.append(args.baseline_run)
curves_path = plot_training_curves(
run_dirs, labels, save_path=out_dir / "fig_training_curves.png"
)
print(f"Saved {curves_path}")
else:
print(f"Skipping training curves: {main_run_dir} not found")
# 4) Optional demo video
if args.video:
n_frames, video_path = record_demo_video(
agent,
out_path=out_dir / "demo.mp4",
seed=args.video_seed,
)
print(f"Saved {video_path} ({n_frames} frames)")
if __name__ == "__main__":
main()
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{
"cells": [
{
"cell_type": "markdown",
"id": "6df75d72-c1c1-40e0-a7f8-ef3da32e4592",
"metadata": {},
"source": [
"# 02 — Sanity-checking the Actor-Critic network\n",
"\n",
"### Verify that:\n",
"### - the network accepts uint8 (4, 84, 84) input\n",
"### - it runs on GPU\n",
"### - forward pass returns the expected shapes\n",
"### - get_action_and_value works for both sampling and scoring"
]
},
{
"cell_type": "markdown",
"id": "9c6c1d35-f17c-4fca-9cfb-b5b001b7a0c8",
"metadata": {},
"source": [
"## Cell 1 test env"
]
},
{
"cell_type": "code",
"execution_count": 17,
"id": "9e09b2e5-c076-4599-8e98-1cb09c0a7cf5",
"metadata": {},
"outputs": [
{
"name": "stdout",
"output_type": "stream",
"text": [
"Device: cuda\n",
"ActorCritic(\n",
" (cnn): Sequential(\n",
" (0): Conv2d(4, 32, kernel_size=(8, 8), stride=(4, 4))\n",
" (1): ReLU()\n",
" (2): Conv2d(32, 64, kernel_size=(4, 4), stride=(2, 2))\n",
" (3): ReLU()\n",
" (4): Conv2d(64, 64, kernel_size=(3, 3), stride=(1, 1))\n",
" (5): ReLU()\n",
" (6): Flatten(start_dim=1, end_dim=-1)\n",
" (7): Linear(in_features=3136, out_features=512, bias=True)\n",
" (8): ReLU()\n",
" )\n",
" (actor): Linear(in_features=512, out_features=5, bias=True)\n",
" (critic): Linear(in_features=512, out_features=1, bias=True)\n",
")\n",
"\n",
"Total parameters: 1,687,206\n"
]
}
],
"source": [
"import sys\n",
"from pathlib import Path\n",
"project_root = Path.cwd().parent\n",
"if str(project_root) not in sys.path:\n",
" sys.path.insert(0, str(project_root))\n",
"\n",
"import torch\n",
"from src.networks import ActorCritic\n",
"\n",
"device = \"cuda\" if torch.cuda.is_available() else \"cpu\"\n",
"print(\"Device:\", device)\n",
"\n",
"net = ActorCritic(n_actions=5).to(device)\n",
"print(net)\n",
"\n",
"# Count parameters\n",
"total_params = sum(p.numel() for p in net.parameters())\n",
"print(f\"\\nTotal parameters: {total_params:,}\")"
]
},
{
"cell_type": "markdown",
"id": "8334668c-8f1c-4460-9e1b-9cc2c8c938a1",
"metadata": {},
"source": [
"## Cell 2 test forward"
]
},
{
"cell_type": "code",
"execution_count": 18,
"id": "affedbd5-d08b-441b-8cae-b46057be5c63",
"metadata": {},
"outputs": [
{
"name": "stdout",
"output_type": "stream",
"text": [
"Input shape : torch.Size([8, 4, 84, 84]) torch.uint8\n",
"Logits shape: torch.Size([8, 5]) torch.float32\n",
"Value shape : torch.Size([8]) torch.float32\n",
"Sample logits: [-0.0013231671182438731, 0.0014129895716905594, 0.0010137694189324975, 0.0005002821562811732, -0.0012777929659932852]\n",
"Sample value : 0.9111840724945068\n"
]
}
],
"source": [
"# Fake batch of 8 observations, shape (8, 4, 84, 84) uint8\n",
"fake_obs = torch.randint(0, 255, (8, 4, 84, 84), dtype=torch.uint8, device=device)\n",
"\n",
"logits, value = net(fake_obs)\n",
"print(\"Input shape :\", fake_obs.shape, fake_obs.dtype)\n",
"print(\"Logits shape:\", logits.shape, logits.dtype)\n",
"print(\"Value shape :\", value.shape, value.dtype)\n",
"print(\"Sample logits:\", logits[0].detach().cpu().tolist())\n",
"print(\"Sample value :\", value[0].item())"
]
},
{
"cell_type": "markdown",
"id": "6eb6ee0d-adc7-4ac5-953b-91018599dd7f",
"metadata": {},
"source": [
"## Cell 3 test get_action_and_value"
]
},
{
"cell_type": "code",
"execution_count": 19,
"id": "e5ad46a8-7f62-442a-96a2-2d2c3ef91d59",
"metadata": {},
"outputs": [
{
"name": "stdout",
"output_type": "stream",
"text": [
"Mode 1 (sample):\n",
" action : torch.Size([8]) torch.int64, sample = [4, 2, 3]\n",
" log_prob: torch.Size([8]), sample = [-1.6107815504074097, -1.60985267162323, -1.6094183921813965]\n",
" entropy : torch.Size([8]), sample = [1.6094372272491455, 1.609436273574829, 1.6094352006912231]\n",
" value : torch.Size([8]), sample = [0.9111840724945068, 0.8728611469268799, 0.9081785678863525]\n",
"\n",
"Mode 2 (score given action):\n",
" log_prob shape: torch.Size([8])\n",
" entropy shape : torch.Size([8])\n",
"\n",
"Reference: ln(5) = 1.6094\n",
"Mean entropy at init: 1.6094\n"
]
}
],
"source": [
"# Mode 1: sample action\n",
"action, log_prob, entropy, value = net.get_action_and_value(fake_obs)\n",
"print(\"Mode 1 (sample):\")\n",
"print(f\" action : {action.shape} {action.dtype}, sample = {action[:3].tolist()}\")\n",
"print(f\" log_prob: {log_prob.shape}, sample = {log_prob[:3].detach().cpu().tolist()}\")\n",
"print(f\" entropy : {entropy.shape}, sample = {entropy[:3].detach().cpu().tolist()}\")\n",
"print(f\" value : {value.shape}, sample = {value[:3].detach().cpu().tolist()}\")\n",
"\n",
"# Mode 2: score given action (this is what PPO update uses)\n",
"provided = torch.tensor([0, 3, 2, 1, 4, 0, 3, 2], device=device)\n",
"_, log_prob2, entropy2, value2 = net.get_action_and_value(fake_obs, provided)\n",
"print(\"\\nMode 2 (score given action):\")\n",
"print(f\" log_prob shape: {log_prob2.shape}\")\n",
"print(f\" entropy shape : {entropy2.shape}\")\n",
"\n",
"# Sanity: entropy of a uniform 5-action distribution should be ln(5) ≈ 1.6094\n",
"import math\n",
"print(f\"\\nReference: ln(5) = {math.log(5):.4f}\")\n",
"print(f\"Mean entropy at init: {entropy.mean().item():.4f}\")"
]
},
{
"cell_type": "markdown",
"id": "d4c00e27-2a64-46f9-99d0-aff04fe2e714",
"metadata": {},
"source": [
"## Cell 4 : Run it once with the obs of the real env"
]
},
{
"cell_type": "code",
"execution_count": 24,
"id": "c362b84b-1b74-4f55-b7e9-d842414c4a9f",
"metadata": {},
"outputs": [
{
"name": "stdout",
"output_type": "stream",
"text": [
"obs_t shape: torch.Size([1, 4, 84, 84]) torch.uint8\n",
"Sampled action: 0\n",
"Log prob: -1.6102\n",
"Entropy: 1.6094\n",
"Value estimate: 0.3286\n"
]
}
],
"source": [
"from src.env_wrappers import make_env\n",
"import numpy as np\n",
"\n",
"env = make_env(seed=42)\n",
"obs, _ = env.reset(seed=42)\n",
"\n",
"# obs is a numpy uint8 array (4, 84, 84). Add a batch dim and move to device.\n",
"obs_t = torch.as_tensor(obs).unsqueeze(0).to(device)\n",
"print(\"obs_t shape:\", obs_t.shape, obs_t.dtype)\n",
"\n",
"action, log_prob, entropy, value = net.get_action_and_value(obs_t)\n",
"print(f\"Sampled action: {action.item()}\")\n",
"print(f\"Log prob: {log_prob.item():.4f}\")\n",
"print(f\"Entropy: {entropy.item():.4f}\")\n",
"print(f\"Value estimate: {value.item():.4f}\")\n",
"\n",
"env.close()"
]
}
],
"metadata": {
"kernelspec": {
"display_name": "PYTORCH",
"language": "python",
"name": "pytorch"
},
"language_info": {
"codemirror_mode": {
"name": "ipython",
"version": 3
},
"file_extension": ".py",
"mimetype": "text/x-python",
"name": "python",
"nbconvert_exporter": "python",
"pygments_lexer": "ipython3",
"version": "3.9.21"
}
},
"nbformat": 4,
"nbformat_minor": 5
}
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{
"cells": [
{
"cell_type": "markdown",
"metadata": {},
"source": [
"# 05 - Evaluate the trained PPO agent\n",
"\n",
"This notebook is a thin wrapper around `src/eval_utils.py`.\n",
"All real logic lives in `src/eval_utils.py` and `evaluate.py` so that\n",
"the same code runs from the command line and from Jupyter.\n",
"\n",
"Steps:\n",
"1. Load the trained checkpoint\n",
"2. Roll 20 unseen-seed episodes -> mean / std / per-ep returns\n",
"3. Plot evaluation bar chart (saved to `docs/fig_eval_bar.png`)\n",
"4. Plot multi-run training curves (saved to `docs/fig_training_curves.png`)\n",
"5. Optionally record a demo video (saved to `docs/demo.mp4`)\n"
]
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": [
"import sys\n",
"from pathlib import Path\n",
"\n",
"project_root = Path.cwd().parent\n",
"if str(project_root) not in sys.path:\n",
" sys.path.insert(0, str(project_root))\n",
"\n",
"import numpy as np\n",
"from src.eval_utils import (\n",
" evaluate_agent,\n",
" plot_eval_bar,\n",
" plot_training_curves,\n",
" record_demo_video,\n",
")\n",
"from src.ppo_agent import PPOAgent\n",
"\n",
"print('Project root:', project_root)\n",
"print('Available checkpoints:')\n",
"for d in sorted((project_root / 'models').iterdir()):\n",
" print(' ', d.name)\n"
]
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": "# 1) Load the submitted model checkpoint\nCKPT = project_root / 'models' / 'ppo_final.pt'\nassert CKPT.exists(), f'Not found: {CKPT}'\n\nagent = PPOAgent(n_actions=5)\nagent.load(str(CKPT))\nagent.net.eval()\nprint(f'Loaded {CKPT}')\nprint(f'Device: {agent.device}')\n"
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": [
"# 2) Numerical evaluation: 20 unseen seeds\n",
"returns = evaluate_agent(agent, n_episodes=20, seed_start=1000)\n",
"for i, r in enumerate(returns):\n",
" print(f' ep {i:>2d}: return = {r:7.2f}')\n",
"\n",
"mean_r = float(np.mean(returns))\n",
"std_r = float(np.std(returns))\n",
"print(f'\\nMean: {mean_r:.2f} Std: {std_r:.2f}')\n",
"print(f'Min : {min(returns):.2f} Max: {max(returns):.2f}')\n"
]
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": [
"# 3) Bar chart\n",
"out = plot_eval_bar(\n",
" returns,\n",
" baseline=-54.19,\n",
" save_path=project_root / 'docs' / 'fig_eval_bar.png',\n",
")\n",
"print(f'Saved {out}')\n",
"\n",
"from IPython.display import Image, display\n",
"display(Image(str(out)))\n"
]
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": "# 4) Training curves: vec_main_v3 (our run) overlaid with sb3_baseline (reference)\nruns_dir = project_root / 'runs'\nrun_dirs = []\nlabels = []\nfor name in ['vec_main_v3', 'sb3_baseline']:\n d = runs_dir / name\n if d.exists():\n run_dirs.append(d)\n labels.append(name)\n\nout = plot_training_curves(\n run_dirs, labels,\n save_path=project_root / 'docs' / 'fig_training_curves.png',\n)\nprint(f'Saved {out}')\ndisplay(Image(str(out)))\n"
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": "# 5) Optional: record one demo video using the cleanest seed\nn_frames, video_path = record_demo_video(\n agent,\n out_path=project_root / 'docs' / 'demo.mp4',\n seed=117, # an unseen seed where the agent achieves ~925 with early completion\n)\nprint(f'Saved {video_path} with {n_frames} frames')\n"
}
],
"metadata": {
"kernelspec": {
"display_name": "Python 3",
"language": "python",
"name": "python3"
},
"language_info": {
"name": "python",
"version": "3.9.21"
}
},
"nbformat": 4,
"nbformat_minor": 5
}
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"""Scan all checkpoints in a run directory and evaluate each one.
Usage:
python scan_checkpoints.py --run-name vec_main --episodes 10
For each .pt file, evaluates with both stochastic and deterministic
policies and prints a comparison table. Helps identify the best
checkpoint to submit when the final one over-fits / over-anneals.
"""
import argparse
import json
from pathlib import Path
import numpy as np
from src.eval_utils import evaluate_agent
from src.ppo_agent import PPOAgent
def parse_args():
p = argparse.ArgumentParser()
p.add_argument("--run-name", type=str, default="vec_main")
p.add_argument("--episodes", type=int, default=10,
help="Episodes per checkpoint per mode (10 is enough for ranking)")
p.add_argument("--seed-start", type=int, default=2000,
help="Use seeds different from final-evaluation 1000-1019")
p.add_argument("--out-dir", type=str, default="docs")
p.add_argument("--from-iter", type=int, default=0,
help="Skip checkpoints whose iter number is below this")
p.add_argument("--every-k", type=int, default=1,
help="Subsample: only evaluate every k-th checkpoint")
p.add_argument("--mode", type=str, default="both",
choices=["both", "stochastic", "deterministic"])
return p.parse_args()
def main():
args = parse_args()
project_root = Path(__file__).resolve().parent
ckpt_dir = project_root / "models" / args.run_name
out_dir = project_root / args.out_dir
out_dir.mkdir(parents=True, exist_ok=True)
if not ckpt_dir.exists():
raise FileNotFoundError(f"No such run dir: {ckpt_dir}")
# Collect checkpoints (sorted by iter number, final last)
all_ckpts = sorted(
ckpt_dir.glob("*.pt"),
key=lambda p: (
0 if p.stem == "final" else 1,
p.stem,
),
)
if not all_ckpts:
raise FileNotFoundError(f"No .pt files in {ckpt_dir}")
# Apply --from-iter and --every-k filters
ckpts = []
iter_pts = [p for p in all_ckpts if p.stem.startswith("iter_")]
final_pt = [p for p in all_ckpts if p.stem == "final"]
for i, p in enumerate(iter_pts):
try:
iter_num = int(p.stem.replace("iter_", ""))
except ValueError:
continue
if iter_num < args.from_iter:
continue
if (i % args.every_k) != 0:
continue
ckpts.append(p)
ckpts.extend(final_pt)
if not ckpts:
raise RuntimeError("No checkpoints survived filtering")
print("=" * 80)
print(f"Scanning {len(ckpts)} checkpoints in {ckpt_dir}")
print(f"Episodes per ckpt per mode: {args.episodes}")
print(f"Seeds: {args.seed_start} to {args.seed_start + args.episodes - 1}")
print("=" * 80)
results = []
do_sto = args.mode in ("both", "stochastic")
do_det = args.mode in ("both", "deterministic")
for ckpt in ckpts:
agent = PPOAgent(n_actions=5)
agent.load(str(ckpt))
agent.net.eval()
sto_returns = []
det_returns = []
if do_sto:
sto_returns = evaluate_agent(
agent, n_episodes=args.episodes,
seed_start=args.seed_start, deterministic=False,
)
if do_det:
det_returns = evaluate_agent(
agent, n_episodes=args.episodes,
seed_start=args.seed_start, deterministic=True,
)
sto_mean = float(np.mean(sto_returns)) if sto_returns else float("nan")
sto_std = float(np.std(sto_returns)) if sto_returns else float("nan")
sto_min = float(np.min(sto_returns)) if sto_returns else float("nan")
det_mean = float(np.mean(det_returns)) if det_returns else float("nan")
det_std = float(np.std(det_returns)) if det_returns else float("nan")
det_min = float(np.min(det_returns)) if det_returns else float("nan")
print(
f"{ckpt.stem:>14s} | "
f"sto: {sto_mean:7.1f} +/- {sto_std:6.1f} (min {sto_min:6.1f}) | "
f"det: {det_mean:7.1f} +/- {det_std:6.1f} (min {det_min:6.1f})"
)
results.append({
"ckpt": ckpt.name,
"stochastic_mean": sto_mean,
"stochastic_std": sto_std,
"stochastic_min": sto_min,
"stochastic_returns": sto_returns,
"deterministic_mean": det_mean,
"deterministic_std": det_std,
"deterministic_min": det_min,
"deterministic_returns": det_returns,
})
# Save scan summary
out_path = out_dir / f"checkpoint_scan_{args.run_name}.json"
with open(out_path, "w") as f:
json.dump(results, f, indent=2)
print(f"\nSaved scan summary to {out_path}")
# Print best by each criterion (NaN-safe)
import math
def safe_max(items, key):
items = [r for r in items if not math.isnan(key(r))]
return max(items, key=key) if items else None
print("\n" + "=" * 80)
print("BEST BY EACH CRITERION")
print("=" * 80)
best_sto_mean = safe_max(results, key=lambda r: r["stochastic_mean"])
best_det_mean = safe_max(results, key=lambda r: r["deterministic_mean"])
best_robust = safe_max(results, key=lambda r: r["stochastic_min"])
if best_sto_mean:
print(f"Highest stochastic mean : {best_sto_mean['ckpt']:>14s} "
f"({best_sto_mean['stochastic_mean']:.1f})")
if best_det_mean:
print(f"Highest deterministic : {best_det_mean['ckpt']:>14s} "
f"({best_det_mean['deterministic_mean']:.1f})")
if best_robust:
print(f"Most robust (high min) : {best_robust['ckpt']:>14s} "
f"(stochastic min {best_robust['stochastic_min']:.1f})")
if __name__ == "__main__":
main()
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"""Environment wrappers for CarRacing-v3.
We stack four standard wrappers on top of the raw env:
- SkipFrame: repeat each action k times to reduce decision frequency
- GrayScaleResize: RGB(96, 96, 3) -> Gray(84, 84) to shrink the input
- FrameStack: stack the last k frames so the agent can perceive motion
- make_env: factory that returns a fully wrapped environment
After wrapping, an observation has shape (4, 84, 84) uint8.
"""
from collections import deque
import cv2
import gymnasium as gym
import numpy as np
class SkipFrame(gym.Wrapper):
"""Repeat the action ``k`` times and accumulate the rewards."""
def __init__(self, env: gym.Env, k: int = 4):
super().__init__(env)
self.k = k
def step(self, action):
total_reward = 0.0
terminated = False
truncated = False
info = {}
obs = None
for _ in range(self.k):
obs, reward, terminated, truncated, info = self.env.step(action)
total_reward += reward
if terminated or truncated:
break
return obs, total_reward, terminated, truncated, info
class GrayScaleResize(gym.ObservationWrapper):
"""Convert RGB frames to grayscale and resize to ``size`` x ``size``."""
def __init__(self, env: gym.Env, size: int = 84):
super().__init__(env)
self.size = size
self.observation_space = gym.spaces.Box(
low=0, high=255, shape=(size, size), dtype=np.uint8
)
def observation(self, obs):
gray = cv2.cvtColor(obs, cv2.COLOR_RGB2GRAY)
resized = cv2.resize(gray, (self.size, self.size), interpolation=cv2.INTER_AREA)
return resized
class FrameStack(gym.Wrapper):
"""Stack the most recent ``k`` frames along a new leading axis."""
def __init__(self, env: gym.Env, k: int = 4):
super().__init__(env)
self.k = k
self.frames = deque(maxlen=k)
h, w = env.observation_space.shape
self.observation_space = gym.spaces.Box(
low=0, high=255, shape=(k, h, w), dtype=np.uint8
)
def reset(self, **kwargs):
obs, info = self.env.reset(**kwargs)
self.frames.clear()
for _ in range(self.k):
self.frames.append(obs)
return self._get_obs(), info
def step(self, action):
obs, reward, terminated, truncated, info = self.env.step(action)
self.frames.append(obs)
return self._get_obs(), reward, terminated, truncated, info
def _get_obs(self):
return np.stack(self.frames, axis=0)
def make_env(seed: int = 0, skip: int = 4, size: int = 84, stack: int = 4) -> gym.Env:
"""Create a CarRacing-v3 env with our standard preprocessing stack.
Returns an environment whose observations are uint8 arrays of shape
(stack, size, size), ready to feed into a CNN backbone.
"""
env = gym.make("CarRacing-v3", continuous=False, render_mode="rgb_array")
env = SkipFrame(env, k=skip)
env = GrayScaleResize(env, size=size)
env = FrameStack(env, k=stack)
env.action_space.seed(seed)
env.reset(seed=seed)
return env
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"""Evaluation helpers for PPO on CarRacing-v3.
Functions:
- evaluate_agent(agent, n_episodes, seed_start) -> list[float] returns
- record_demo_video(agent, out_path, seed) -> save mp4 of one episode
- load_tb_scalars(run_dir, tag) -> (steps, values) from TensorBoard
- plot_eval_bar(returns, baseline, save_path) -> bar chart of eval returns
- plot_training_curves(run_dirs, labels, save_path) -> 6-panel curves figure
"""
from pathlib import Path
import gymnasium as gym
import imageio
import matplotlib.pyplot as plt
import numpy as np
from src.env_wrappers import FrameStack, GrayScaleResize, SkipFrame, make_env
# ---------------------------------------------------------------------------
# Numerical evaluation
# ---------------------------------------------------------------------------
def evaluate_agent(agent, n_episodes=20, seed_start=1000, deterministic=False):
"""Roll the agent for n_episodes on freshly-seeded envs.
Args:
agent: a PPOAgent (loaded with a checkpoint).
n_episodes: how many evaluation episodes.
seed_start: starting seed; each ep uses seed_start + ep.
deterministic: if True, take argmax over policy logits instead of
sampling (slightly higher mean, slightly lower variance).
Returns:
list[float] of per-episode returns.
"""
import torch
from torch.distributions import Categorical
returns = []
env = make_env(seed=seed_start)
for ep in range(n_episodes):
obs, _ = env.reset(seed=seed_start + ep)
ep_return, done = 0.0, False
while not done:
if deterministic:
obs_t = torch.as_tensor(obs, device=agent.device).unsqueeze(0)
logits, _ = agent.net(obs_t)
action = int(logits.argmax(dim=-1).item())
else:
action, _, _ = agent.act(obs)
obs, r, term, trunc, _ = env.step(action)
ep_return += r
done = term or trunc
returns.append(ep_return)
env.close()
return returns
# ---------------------------------------------------------------------------
# Video recording
# ---------------------------------------------------------------------------
class _DualEnv:
"""Step a wrapped env (for the agent) and a raw env (for nice video) in lockstep."""
def __init__(self, seed):
self.wrapped = make_env(seed=seed)
self.raw = gym.make("CarRacing-v3", continuous=False, render_mode="rgb_array")
# Don't pre-reset raw env here; reset() below will do it once cleanly.
def reset(self, seed):
# Re-create wrapped to ensure both envs see the EXACT same first reset
# under the given seed. This mirrors how the eval pipeline scores seeds.
self.wrapped = make_env(seed=seed)
wrapped_obs, _ = self.wrapped.reset(seed=seed)
raw_obs, _ = self.raw.reset(seed=seed)
return wrapped_obs, raw_obs
def step(self, action):
wrapped_obs, _, term, trunc, _ = self.wrapped.step(action)
# SkipFrame inside wrapped env runs 4 raw frames per call; mirror that.
raw_frames = []
raw_done = False
for _ in range(4):
if not raw_done:
raw_obs, _, t, tr, _ = self.raw.step(action)
raw_done = t or tr
raw_frames.append(raw_obs.copy())
return wrapped_obs, raw_frames, (term or trunc) or raw_done
def close(self):
self.wrapped.close()
self.raw.close()
def record_demo_video(agent, out_path, seed=42, fps=30, max_steps=600):
"""Record one evaluation episode as an mp4 using the original RGB renderer."""
out_path = Path(out_path)
out_path.parent.mkdir(parents=True, exist_ok=True)
denv = _DualEnv(seed=seed)
wrapped_obs, _ = denv.reset(seed=seed)
frames = []
total_r = 0.0
for _ in range(max_steps):
action, _, _ = agent.act(wrapped_obs)
wrapped_obs, raw_frames, done = denv.step(action)
frames.extend(raw_frames)
if done:
break
denv.close()
imageio.mimsave(str(out_path), frames, fps=fps)
return len(frames), out_path
# ---------------------------------------------------------------------------
# TensorBoard data extraction
# ---------------------------------------------------------------------------
def load_tb_scalars(run_dir, tag):
"""Read a single scalar tag from a TensorBoard run directory.
Returns (steps_list, values_list); empty if tag is absent.
"""
from tensorboard.backend.event_processing.event_accumulator import EventAccumulator
ea = EventAccumulator(str(run_dir))
ea.Reload()
if tag not in ea.Tags()["scalars"]:
return [], []
events = ea.Scalars(tag)
return [e.step for e in events], [e.value for e in events]
# ---------------------------------------------------------------------------
# Plotting
# ---------------------------------------------------------------------------
def plot_eval_bar(returns, baseline, save_path, title=None):
"""Bar chart of per-episode returns + baseline reference line."""
save_path = Path(save_path)
save_path.parent.mkdir(parents=True, exist_ok=True)
mean_r = float(np.mean(returns))
std_r = float(np.std(returns))
fig, ax = plt.subplots(figsize=(10, 5))
xs = np.arange(len(returns))
ax.bar(xs, returns, color="steelblue", edgecolor="black", alpha=0.7)
ax.axhline(y=mean_r, color="red", linestyle="--",
label=f"Mean = {mean_r:.1f} ± {std_r:.1f}")
ax.axhline(y=baseline, color="gray", linestyle=":",
label=f"Random baseline = {baseline:.1f}")
ax.set_xlabel("Evaluation episode")
ax.set_ylabel("Episode return")
ax.set_title(title or f"Evaluation returns over {len(returns)} unseen seeds")
ax.legend()
ax.grid(True, alpha=0.3)
plt.tight_layout()
plt.savefig(save_path, dpi=150)
plt.close(fig)
return save_path
def plot_training_curves(run_dirs, labels, save_path,
tags=None, smooth_window=10):
"""Multi-run multi-panel training curves (one panel per tag).
Args:
run_dirs: list[Path] — TensorBoard run directories
labels: list[str] — label per run for the legend
save_path: where to write the PNG
tags: list[str] of TensorBoard scalar tags to plot. Defaults to a
standard 6-panel set.
smooth_window: rolling-mean window for visual smoothing (1 = none).
"""
save_path = Path(save_path)
save_path.parent.mkdir(parents=True, exist_ok=True)
if tags is None:
tags = [
"episode/avg_return_100",
"losses/value_loss",
"losses/entropy",
"losses/approx_kl",
"losses/clip_frac",
"episode/length",
]
n = len(tags)
rows = (n + 2) // 3
fig, axes = plt.subplots(rows, 3, figsize=(15, 4 * rows))
axes = axes.flatten()
for ax, tag in zip(axes, tags):
for run_dir, label in zip(run_dirs, labels):
steps, values = load_tb_scalars(run_dir, tag)
if not steps:
continue
if smooth_window > 1 and len(values) > smooth_window:
values = np.convolve(
values, np.ones(smooth_window) / smooth_window, mode="valid"
)
steps = steps[smooth_window - 1:]
ax.plot(steps, values, label=label, alpha=0.85)
ax.set_title(tag)
ax.set_xlabel("Env steps")
ax.grid(True, alpha=0.3)
ax.legend(fontsize=8)
# Hide unused axes
for ax in axes[n:]:
ax.set_visible(False)
plt.tight_layout()
plt.savefig(save_path, dpi=150)
plt.close(fig)
return save_path
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"""Shared-CNN Actor-Critic network for discrete CarRacing-v3 PPO.
Input : uint8 tensor (B, 4, 84, 84), values in [0, 255]
Output :
- logits (B, n_actions) for a Categorical policy
- value (B,) scalar state-value V(s)
"""
import math
import torch
import torch.nn as nn
from torch.distributions import Categorical
def layer_init(layer, std=math.sqrt(2), bias=0.0):
"""Orthogonal init with configurable gain (PPO best practice)."""
nn.init.orthogonal_(layer.weight, std)
nn.init.constant_(layer.bias, bias)
return layer
class ActorCritic(nn.Module):
"""Shared-CNN actor-critic for discrete visual control."""
def __init__(self, n_actions=5):
super().__init__()
self.cnn = nn.Sequential(
layer_init(nn.Conv2d(4, 32, kernel_size=8, stride=4)),
nn.ReLU(),
layer_init(nn.Conv2d(32, 64, kernel_size=4, stride=2)),
nn.ReLU(),
layer_init(nn.Conv2d(64, 64, kernel_size=3, stride=1)),
nn.ReLU(),
nn.Flatten(),
layer_init(nn.Linear(64 * 7 * 7, 512)),
nn.ReLU(),
)
# Small std on the actor head -> initial policy is nearly uniform
self.actor = layer_init(nn.Linear(512, n_actions), std=0.01)
# Standard std on the critic head
self.critic = layer_init(nn.Linear(512, 1), std=1.0)
def forward(self, x):
# uint8 [0, 255] -> float32 [0, 1]
x = x.float() / 255.0
feat = self.cnn(x)
logits = self.actor(feat)
value = self.critic(feat).squeeze(-1)
return logits, value
def get_action_and_value(self, x, action=None):
logits, value = self(x)
dist = Categorical(logits=logits)
if action is None:
action = dist.sample()
log_prob = dist.log_prob(action)
entropy = dist.entropy()
return action, log_prob, entropy, value
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"""PPO agent: clipped surrogate objective + value loss + entropy bonus.
Implements the PPO-Clip algorithm (Schulman et al. 2017) on top of our
shared-CNN ActorCritic network and a vectorised rollout buffer. Includes
production-grade refinements catalogued in *The 37 Implementation Details
of PPO* (Huang et al. 2022) and *RAD* (Laskin et al. 2020):
- Clipped value-function loss (SB3 standard)
- KL early stopping within update epochs (target_kl)
- Linear schedule for clip range (clip_init -> clip_floor)
- Random-shift data augmentation on observations during the update
- Linear annealing of learning rate and entropy coefficient with floors
Public API:
- PPOAgent.act(obs) -> (action, log_prob, value)
- PPOAgent.act_batch(obs_batch) -> batched act for n_envs obs
- PPOAgent.evaluate_value_batch(obs) -> bootstrap value for GAE
- PPOAgent.update_vec(buffer) -> PPO update over vectorised rollout
- PPOAgent.step_schedule(progress) -> linear LR/entropy/clip annealing
- PPOAgent.save / load -> state_dict checkpoints
"""
import torch
import torch.nn as nn
import torch.nn.functional as F
import torch.optim as optim
from src.networks import ActorCritic
class PPOAgent:
"""PPO-Clip agent for discrete action spaces."""
def __init__(
self,
n_actions=5,
lr=2.5e-4,
clip=0.2,
vf_coef=0.5,
ent_coef=0.01,
max_grad_norm=0.5,
n_epochs=6,
batch_size=128,
device=None,
anneal_lr=False,
anneal_ent=False,
clip_floor=None,
target_kl=None,
use_data_aug=False,
aug_pad=4,
):
self.device = device or ("cuda" if torch.cuda.is_available() else "cpu")
self.net = ActorCritic(n_actions=n_actions).to(self.device)
self.optim = optim.Adam(self.net.parameters(), lr=lr, eps=1e-5)
# Save initial values for scheduling
self.lr_init = lr
self.clip_init = clip
self.ent_coef_init = ent_coef
self.clip = clip
self.vf_coef = vf_coef
self.ent_coef = ent_coef
self.max_grad_norm = max_grad_norm
self.n_epochs = n_epochs
self.batch_size = batch_size
# Schedule and refinement flags
self.anneal_lr = anneal_lr
self.anneal_ent = anneal_ent
self.clip_floor = clip_floor # None = no clip annealing
self.target_kl = target_kl # None = no KL early stopping
self.use_data_aug = use_data_aug
self.aug_pad = aug_pad
@torch.no_grad()
def act(self, obs):
"""Sample one action for the rollout phase."""
obs_t = torch.as_tensor(obs, device=self.device).unsqueeze(0)
action, log_prob, _, value = self.net.get_action_and_value(obs_t)
return action.item(), log_prob.item(), value.item()
@torch.no_grad()
def act_batch(self, obs_batch):
"""Vectorised act for n_envs obs at once."""
obs_t = torch.as_tensor(obs_batch, device=self.device)
action, log_prob, _, value = self.net.get_action_and_value(obs_t)
return (
action.cpu().numpy(),
log_prob.cpu().numpy(),
value.cpu().numpy(),
)
@torch.no_grad()
def evaluate_value_batch(self, obs_batch):
obs_t = torch.as_tensor(obs_batch, device=self.device)
_, value = self.net(obs_t)
return value.cpu().numpy()
def _random_shift(self, obs):
"""Random-shift data augmentation (DrQ / RAD style), fully vectorised.
Pads the (B, C, H, W) image by ``aug_pad`` on each side using
replicate padding, then crops a random H x W window per sample.
Uses a single grid_sample call instead of a Python loop.
"""
n, c, h, w = obs.shape
pad = self.aug_pad
x = F.pad(obs.float(), (pad, pad, pad, pad), mode="replicate")
# Per-sample random integer offsets in [0, 2*pad]
h_off = torch.randint(0, 2 * pad + 1, (n,), device=obs.device)
w_off = torch.randint(0, 2 * pad + 1, (n,), device=obs.device)
# Build per-sample affine grid that translates by the offset.
# Padded image is (h + 2*pad) x (w + 2*pad). To crop a (h x w) window
# starting at (h_off, w_off), we sample at normalized coords:
# y_norm in [(h_off + 0.5)/H' * 2 - 1, (h_off + h - 0.5)/H' * 2 - 1]
# where H' = h + 2*pad. We build that grid in one shot.
Hp = h + 2 * pad
Wp = w + 2 * pad
# Base grid for an (h, w) crop in normalized [-1, 1] coords on the padded image
ys = torch.arange(h, device=obs.device, dtype=torch.float32)
xs = torch.arange(w, device=obs.device, dtype=torch.float32)
# (n, h)
y_indices = h_off.unsqueeze(1).float() + ys.unsqueeze(0)
# (n, w)
x_indices = w_off.unsqueeze(1).float() + xs.unsqueeze(0)
# Convert to normalized coords on the padded image, [-1, 1]
y_norm = (y_indices + 0.5) / Hp * 2.0 - 1.0 # (n, h)
x_norm = (x_indices + 0.5) / Wp * 2.0 - 1.0 # (n, w)
# Build (n, h, w, 2) grid: [..., 0] = x, [..., 1] = y per grid_sample API
grid = torch.stack(
[x_norm.unsqueeze(1).expand(n, h, w),
y_norm.unsqueeze(2).expand(n, h, w)],
dim=-1,
)
out = F.grid_sample(x, grid, mode="nearest", align_corners=False,
padding_mode="border")
return out.to(obs.dtype)
def update_vec(self, vec_buffer):
"""PPO update for a vectorised buffer (flattens n_steps * n_envs)."""
obs_shape = vec_buffer.obs_shape
b_obs_flat = vec_buffer.obs.reshape(-1, *obs_shape)
b_actions_flat = vec_buffer.actions.reshape(-1)
b_old_logp_flat = vec_buffer.log_probs.reshape(-1)
b_old_values_flat = vec_buffer.values.reshape(-1)
b_adv_flat = vec_buffer.advantages.reshape(-1)
b_ret_flat = vec_buffer.returns.reshape(-1)
pg_losses, v_losses, ent_losses, approx_kls, clip_fracs = [], [], [], [], []
epochs_completed = 0
early_stopped = False
for epoch in range(self.n_epochs):
epoch_kls = []
for idx in vec_buffer.get_minibatches(self.batch_size):
b_obs = b_obs_flat[idx]
b_actions = b_actions_flat[idx]
b_old_logp = b_old_logp_flat[idx]
b_old_values = b_old_values_flat[idx]
b_adv = b_adv_flat[idx]
b_ret = b_ret_flat[idx]
# Random shift data augmentation (refinement #4)
if self.use_data_aug:
b_obs = self._random_shift(b_obs)
_, new_logp, entropy, value = self.net.get_action_and_value(
b_obs, b_actions
)
log_ratio = new_logp - b_old_logp
ratio = log_ratio.exp()
# Clipped policy loss
surr1 = ratio * b_adv
surr2 = torch.clamp(ratio, 1 - self.clip, 1 + self.clip) * b_adv
policy_loss = -torch.min(surr1, surr2).mean()
# Clipped value loss (refinement #1, SB3 standard)
v_clipped = b_old_values + torch.clamp(
value - b_old_values, -self.clip, self.clip
)
v_loss_unclipped = (value - b_ret).pow(2)
v_loss_clipped = (v_clipped - b_ret).pow(2)
value_loss = 0.5 * torch.max(v_loss_unclipped, v_loss_clipped).mean()
entropy_loss = entropy.mean()
loss = (
policy_loss
+ self.vf_coef * value_loss
- self.ent_coef * entropy_loss
)
self.optim.zero_grad()
loss.backward()
nn.utils.clip_grad_norm_(self.net.parameters(), self.max_grad_norm)
self.optim.step()
with torch.no_grad():
approx_kl = ((ratio - 1) - log_ratio).mean().item()
clip_frac = ((ratio - 1.0).abs() > self.clip).float().mean().item()
pg_losses.append(policy_loss.item())
v_losses.append(value_loss.item())
ent_losses.append(entropy_loss.item())
approx_kls.append(approx_kl)
clip_fracs.append(clip_frac)
epoch_kls.append(approx_kl)
epochs_completed += 1
# KL early stopping (refinement #2): stop epochs if mean KL exceeds 1.5 * target
if self.target_kl is not None and len(epoch_kls) > 0:
if sum(epoch_kls) / len(epoch_kls) > 1.5 * self.target_kl:
early_stopped = True
break
return {
"policy_loss": sum(pg_losses) / len(pg_losses),
"value_loss": sum(v_losses) / len(v_losses),
"entropy": sum(ent_losses) / len(ent_losses),
"approx_kl": sum(approx_kls) / len(approx_kls),
"clip_frac": sum(clip_fracs) / len(clip_fracs),
"epochs_completed": epochs_completed,
"early_stopped": float(early_stopped),
"current_clip": self.clip,
}
def save(self, path):
torch.save(self.net.state_dict(), path)
def load(self, path):
self.net.load_state_dict(torch.load(path, map_location=self.device))
def step_schedule(self, progress, ent_floor=0.0, lr_floor=0.0):
"""Linearly decay lr / ent_coef / clip toward floors over training.
- LR: lr_init -> lr_floor
- Entropy coefficient: ent_coef_init -> ent_floor (preserves exploration)
- Clip range: clip_init -> clip_floor (only if clip_floor is set)
"""
progress = min(max(progress, 0.0), 1.0)
if self.anneal_lr:
target_lr = self.lr_init * (1.0 - progress)
for g in self.optim.param_groups:
g["lr"] = max(target_lr, lr_floor)
if self.anneal_ent:
target_ent = self.ent_coef_init * (1.0 - progress)
self.ent_coef = max(target_ent, ent_floor)
# Clip range schedule (refinement #6)
if self.clip_floor is not None:
target_clip = self.clip_init * (1.0 - progress) + self.clip_floor * progress
self.clip = max(target_clip, self.clip_floor)
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"""Small helpers used across the training and evaluation code."""
import random
import numpy as np
import torch
def set_seed(seed: int = 42):
"""Make Python / NumPy / PyTorch / CUDA randomness reproducible."""
random.seed(seed)
np.random.seed(seed)
torch.manual_seed(seed)
if torch.cuda.is_available():
torch.cuda.manual_seed_all(seed)
def format_seconds(s: float) -> str:
"""Pretty-print a duration in seconds as HH:MM:SS."""
h = int(s // 3600)
m = int((s % 3600) // 60)
sec = int(s % 60)
return f"{h:02d}:{m:02d}:{sec:02d}"
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"""Vectorised CarRacing-v3 factory.
Wraps the existing single-env preprocessing stack inside a Gymnasium
vector env so n_envs copies can step in parallel processes (async mode).
"""
import gymnasium as gym
from src.env_wrappers import FrameStack, GrayScaleResize, SkipFrame
def _make_one(rank: int, seed: int):
def _init():
env = gym.make("CarRacing-v3", continuous=False)
env = SkipFrame(env, k=4)
env = GrayScaleResize(env, size=84)
env = FrameStack(env, k=4)
env.action_space.seed(seed + rank)
return env
return _init
def make_vec_env(n_envs: int = 4, seed: int = 0, async_mode: bool = True):
"""Build a vectorised CarRacing-v3 env.
Returns a gym.vector env whose obs has shape (n_envs, 4, 84, 84) uint8.
"""
fns = [_make_one(i, seed) for i in range(n_envs)]
if async_mode:
return gym.vector.AsyncVectorEnv(fns)
return gym.vector.SyncVectorEnv(fns)
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"""Vectorised rollout buffer (n_steps, n_envs, ...) with GAE.
Uses CleanRL's indexing convention:
dones[t] flags whether obs[t] is the FIRST obs of a fresh episode
(i.e., the previous action terminated). GAE then uses dones[t+1]
as the mask for V(s_{t+1}) at time t.
"""
import torch
class VecRolloutBuffer:
def __init__(self, n_steps, n_envs, obs_shape, device):
self.n_steps = n_steps
self.n_envs = n_envs
self.obs_shape = obs_shape
self.device = device
self.obs = torch.zeros(
(n_steps, n_envs, *obs_shape), dtype=torch.uint8, device=device
)
self.actions = torch.zeros((n_steps, n_envs), dtype=torch.long, device=device)
self.log_probs = torch.zeros((n_steps, n_envs), dtype=torch.float32, device=device)
self.rewards = torch.zeros((n_steps, n_envs), dtype=torch.float32, device=device)
self.values = torch.zeros((n_steps, n_envs), dtype=torch.float32, device=device)
self.dones = torch.zeros((n_steps, n_envs), dtype=torch.float32, device=device)
self.advantages = torch.zeros((n_steps, n_envs), dtype=torch.float32, device=device)
self.returns = torch.zeros((n_steps, n_envs), dtype=torch.float32, device=device)
self.ptr = 0
def add(self, obs, action, log_prob, reward, value, done):
i = self.ptr
self.obs[i] = torch.as_tensor(obs, device=self.device)
self.actions[i] = torch.as_tensor(action, device=self.device, dtype=torch.long)
self.log_probs[i] = torch.as_tensor(log_prob, device=self.device, dtype=torch.float32)
self.rewards[i] = torch.as_tensor(reward, device=self.device, dtype=torch.float32)
self.values[i] = torch.as_tensor(value, device=self.device, dtype=torch.float32)
self.dones[i] = torch.as_tensor(done, device=self.device, dtype=torch.float32)
self.ptr += 1
def compute_gae(self, last_value, last_done, gamma=0.99, lam=0.95):
last_value = torch.as_tensor(last_value, device=self.device, dtype=torch.float32)
last_done = torch.as_tensor(last_done, device=self.device, dtype=torch.float32)
next_values = torch.cat([self.values[1:], last_value.unsqueeze(0)], dim=0)
next_non_terminal = 1.0 - torch.cat([self.dones[1:], last_done.unsqueeze(0)], dim=0)
deltas = self.rewards + gamma * next_values * next_non_terminal - self.values
adv = torch.zeros((self.n_envs,), device=self.device)
for t in reversed(range(self.n_steps)):
adv = deltas[t] + gamma * lam * next_non_terminal[t] * adv
self.advantages[t] = adv
self.returns = self.advantages + self.values
flat = self.advantages.reshape(-1)
flat = (flat - flat.mean()) / (flat.std() + 1e-8)
self.advantages = flat.reshape(self.n_steps, self.n_envs)
def get_minibatches(self, batch_size):
total = self.n_steps * self.n_envs
idx = torch.randperm(total, device=self.device)
for start in range(0, total, batch_size):
yield idx[start: start + batch_size]
def reset(self):
self.ptr = 0
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"""Stable-Baselines3 PPO baseline for fair comparison.
We compare against SB3's default CNN PPO under the same observation
preprocessing (4-frame stacked grayscale 84x84) and similar core
hyperparameters. Note: SB3 has additional optimisations on by default
(orthogonal init, reward normalisation in some versions, vectorised env);
this baseline is intentionally a "production" reference, not a like-for-like
comparison. The report should discuss this honestly.
Usage:
python train_sb3_baseline.py --total-steps 500000 --run-name sb3_baseline
This script is ONLY for the evaluation/comparison phase. The main PPO
implementation in src/ uses no SB3 code.
"""
import argparse
from pathlib import Path
import gymnasium as gym
from stable_baselines3 import PPO
from stable_baselines3.common.callbacks import CheckpointCallback
from stable_baselines3.common.vec_env import DummyVecEnv, SubprocVecEnv
from src.env_wrappers import FrameStack, GrayScaleResize, SkipFrame
def _make_one(rank, seed):
def _init():
env = gym.make("CarRacing-v3", continuous=False)
env = SkipFrame(env, k=4)
env = GrayScaleResize(env, size=84)
env = FrameStack(env, k=4)
env.reset(seed=seed + rank)
return env
return _init
def parse_args():
p = argparse.ArgumentParser()
p.add_argument("--total-steps", type=int, default=500_000)
p.add_argument("--n-envs", type=int, default=4)
p.add_argument("--run-name", type=str, default="sb3_baseline")
p.add_argument("--seed", type=int, default=42)
return p.parse_args()
def main():
args = parse_args()
project_root = Path(__file__).resolve().parent
log_dir = project_root / "runs" / args.run_name
ckpt_dir = project_root / "models" / args.run_name
log_dir.mkdir(parents=True, exist_ok=True)
ckpt_dir.mkdir(parents=True, exist_ok=True)
print("=" * 60)
print(f"SB3 PPO baseline: {args.run_name}")
print(f"Total steps: {args.total_steps:,} n_envs: {args.n_envs}")
print(f"Logs: {log_dir}")
print(f"Ckpts: {ckpt_dir}")
print("=" * 60)
fns = [_make_one(i, args.seed) for i in range(args.n_envs)]
vec_env = SubprocVecEnv(fns) if args.n_envs > 1 else DummyVecEnv(fns)
# Match our hyperparameters as closely as possible
model = PPO(
policy="CnnPolicy",
env=vec_env,
learning_rate=2.5e-4,
n_steps=512,
batch_size=64,
n_epochs=10,
gamma=0.99,
gae_lambda=0.95,
clip_range=0.2,
vf_coef=0.5,
ent_coef=0.01,
max_grad_norm=0.5,
tensorboard_log=str(log_dir),
seed=args.seed,
verbose=1,
)
ckpt_cb = CheckpointCallback(
save_freq=max(50_000 // args.n_envs, 1),
save_path=str(ckpt_dir),
name_prefix="sb3",
)
model.learn(
total_timesteps=args.total_steps,
callback=ckpt_cb,
tb_log_name="run",
)
model.save(str(ckpt_dir / "final.zip"))
print(f"\nSaved final SB3 model to {ckpt_dir / 'final.zip'}")
vec_env.close()
if __name__ == "__main__":
main()
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"""Train PPO on CarRacing-v3 with vectorised envs (parallel rollout).
Usage (Windows):
python train_vec.py --n-envs 4 --total-steps 10000 --run-name vec_smoke
python train_vec.py --n-envs 4 --total-steps 500000 --run-name vec_main \
--anneal-lr --anneal-ent --reward-clip 1.0
The ``if __name__ == "__main__"`` guard at the bottom is mandatory on
Windows for AsyncVectorEnv (otherwise child processes infinite-spawn).
"""
import argparse
import time
from collections import deque
from pathlib import Path
import numpy as np
import torch
from torch.utils.tensorboard import SummaryWriter
from src.ppo_agent import PPOAgent
from src.utils import format_seconds, set_seed
from src.vec_env_wrappers import make_vec_env
from src.vec_rollout_buffer import VecRolloutBuffer
def parse_args():
p = argparse.ArgumentParser()
p.add_argument("--total-steps", type=int, default=3_000_000)
p.add_argument("--n-envs", type=int, default=8)
p.add_argument("--n-steps", type=int, default=256)
p.add_argument("--n-epochs", type=int, default=6)
p.add_argument("--batch-size", type=int, default=128)
p.add_argument("--lr", type=float, default=2.5e-4)
p.add_argument("--gamma", type=float, default=0.99)
p.add_argument("--lam", type=float, default=0.95)
p.add_argument("--clip", type=float, default=0.2)
p.add_argument("--ent-coef", type=float, default=0.01)
p.add_argument("--vf-coef", type=float, default=0.5)
p.add_argument("--max-grad-norm", type=float, default=0.5)
p.add_argument("--seed", type=int, default=42)
p.add_argument("--run-name", type=str, default="ppo_vec_main")
p.add_argument("--save-every-iters", type=int, default=20)
p.add_argument("--anneal-lr", action="store_true")
p.add_argument("--anneal-ent", action="store_true")
p.add_argument("--reward-clip", type=float, default=None)
p.add_argument("--ent-floor", type=float, default=0.0,
help="Lower bound on ent_coef when --anneal-ent is on")
p.add_argument("--clip-floor", type=float, default=None,
help="Linearly anneal clip range to this floor (e.g. 0.05). "
"None disables clip annealing.")
p.add_argument("--target-kl", type=float, default=None,
help="Stop the current update epoch early if mean approx_kl "
"exceeds 1.5 * target_kl. None disables. SB3 default 0.015.")
p.add_argument("--use-data-aug", action="store_true",
help="Apply random-shift augmentation to obs during PPO update")
p.add_argument("--sync-mode", action="store_true",
help="Use SyncVectorEnv (debug mode)")
return p.parse_args()
def main():
args = parse_args()
project_root = Path(__file__).resolve().parent
run_dir = project_root / "runs" / args.run_name
ckpt_dir = project_root / "models" / args.run_name
run_dir.mkdir(parents=True, exist_ok=True)
ckpt_dir.mkdir(parents=True, exist_ok=True)
set_seed(args.seed)
# Throughput tweak: let cuDNN auto-pick the fastest conv algorithm
# for our fixed (B, 4, 84, 84) input shape.
torch.backends.cudnn.benchmark = True
vec_env = make_vec_env(
n_envs=args.n_envs,
seed=args.seed,
async_mode=not args.sync_mode,
)
agent = PPOAgent(
n_actions=5,
lr=args.lr,
clip=args.clip,
vf_coef=args.vf_coef,
ent_coef=args.ent_coef,
max_grad_norm=args.max_grad_norm,
n_epochs=args.n_epochs,
batch_size=args.batch_size,
anneal_lr=args.anneal_lr,
anneal_ent=args.anneal_ent,
clip_floor=args.clip_floor,
target_kl=args.target_kl,
use_data_aug=args.use_data_aug,
)
buffer = VecRolloutBuffer(
n_steps=args.n_steps,
n_envs=args.n_envs,
obs_shape=(4, 84, 84),
device=agent.device,
)
writer = SummaryWriter(str(run_dir))
samples_per_iter = args.n_steps * args.n_envs
print("=" * 60)
print(f"Run: {args.run_name}")
mode_str = "sync" if args.sync_mode else "async"
print(f"Mode: {mode_str} vec env, n_envs={args.n_envs}")
print(f"Total steps: {args.total_steps:,}")
print(f"Per-iter samples: {samples_per_iter} (n_steps={args.n_steps} x n_envs={args.n_envs})")
print(f"lr={args.lr} gamma={args.gamma} lam={args.lam} clip={args.clip}")
print(f"anneal_lr={args.anneal_lr} anneal_ent={args.anneal_ent} "
f"ent_floor={args.ent_floor} reward_clip={args.reward_clip}")
print(f"clip_floor={args.clip_floor} target_kl={args.target_kl} "
f"use_data_aug={args.use_data_aug}")
print(f"n_epochs={args.n_epochs} batch_size={args.batch_size}")
print(f"Device: {agent.device}")
print(f"Logs: {run_dir}")
print(f"Ckpts: {ckpt_dir}")
print("=" * 60)
obs, _ = vec_env.reset(seed=args.seed)
next_done = np.zeros(args.n_envs, dtype=np.float32)
global_step = 0
iteration = 0
episode_returns = deque(maxlen=100)
cur_ep_returns = np.zeros(args.n_envs, dtype=np.float32)
cur_ep_lens = np.zeros(args.n_envs, dtype=np.int64)
start_time = time.time()
while global_step < args.total_steps:
iteration += 1
agent.step_schedule(
global_step / args.total_steps,
ent_floor=args.ent_floor,
)
# Rollout (n_steps per env, total samples = n_steps * n_envs)
for step in range(args.n_steps):
actions, log_probs, values = agent.act_batch(obs)
next_obs, rewards, terms, truncs, _ = vec_env.step(actions)
done = np.logical_or(terms, truncs).astype(np.float32)
train_rewards = (
np.maximum(rewards, -args.reward_clip)
if args.reward_clip is not None
else rewards
)
# Use CleanRL convention: dones[step] = was obs[step] a fresh start
buffer.add(obs, actions, log_probs, train_rewards, values, next_done)
cur_ep_returns += rewards
cur_ep_lens += 1
for i in range(args.n_envs):
if done[i]:
episode_returns.append(float(cur_ep_returns[i]))
writer.add_scalar("episode/return", cur_ep_returns[i], global_step)
writer.add_scalar("episode/length", cur_ep_lens[i], global_step)
cur_ep_returns[i] = 0.0
cur_ep_lens[i] = 0
obs = next_obs
next_done = done
global_step += args.n_envs
# GAE
last_value = agent.evaluate_value_batch(obs)
buffer.compute_gae(
last_value=last_value,
last_done=next_done,
gamma=args.gamma,
lam=args.lam,
)
# Update
losses = agent.update_vec(buffer)
for k, v in losses.items():
writer.add_scalar(f"losses/{k}", v, global_step)
elapsed = time.time() - start_time
steps_per_sec = global_step / max(elapsed, 1e-6)
avg_ret = sum(episode_returns) / len(episode_returns) if episode_returns else 0.0
writer.add_scalar("perf/steps_per_sec", steps_per_sec, global_step)
writer.add_scalar("episode/avg_return_100", avg_ret, global_step)
writer.add_scalar("hp/lr", agent.optim.param_groups[0]["lr"], global_step)
writer.add_scalar("hp/ent_coef", agent.ent_coef, global_step)
writer.add_scalar("hp/clip", agent.clip, global_step)
epochs_done = int(losses.get("epochs_completed", args.n_epochs))
early = losses.get("early_stopped", 0.0) > 0.5
mark = "*" if early else " "
print(
f"iter {iteration:4d} | step {global_step:>9,} | "
f"avg_ret(100) {avg_ret:7.2f} | "
f"pg {losses['policy_loss']:+.4f} | "
f"v {losses['value_loss']:7.3f} | "
f"ent {losses['entropy']:.3f} | "
f"kl {losses['approx_kl']:.4f} | "
f"clip {agent.clip:.3f} | "
f"clip% {losses['clip_frac']:.2%} | "
f"ep {epochs_done}{mark}/{args.n_epochs} | "
f"sps {steps_per_sec:5.0f} | "
f"{format_seconds(elapsed)}"
)
if iteration % args.save_every_iters == 0:
agent.save(str(ckpt_dir / f"iter_{iteration:04d}.pt"))
buffer.reset()
final_path = ckpt_dir / "final.pt"
agent.save(str(final_path))
print(f"\nTraining done. Final model: {final_path}")
writer.close()
vec_env.close()
if __name__ == "__main__":
main()